DFX Intelligence
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Registered advisor
G••• M•••• F••••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as G••• M•••• J••••••••• M•••• D••••
At current firm
9 y
since Dec 5, 2016
In the industry
21 y
since Jan 14, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Dec 5, 2016 · Chesterfield, Mo
- F•••••••• L••••• A••••••••• formerJun 21, 2018 to Dec 22, 2022 · Chesterfield, Mo
- F•• S••••••••• C••••••••• formerFeb 27, 2009 to May 29, 2012 · Colorado Springs, Co
- A•••••••• C•••••• C••••••••• unclassifiedJun 18, 2008 to Feb 27, 2009 · Colorado Springs, Co
- E••••• J•••• national BDFeb 14, 2007 to Apr 4, 2008 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- F•••••••• L••••• A••••••••• to no registered destinationleft Dec 22, 2022 · Departure, no registered destination
- F•• S••••••••• C••••••••• to O•••• W•••••• I•••left May 29, 2012, registered Dec 5, 2016 (1651 days) · Other
- A•••••••• C•••••• C••••••••• to F•• S••••••••• C•••••••••left Feb 27, 2009, registered Feb 27, 2009 (0 days) · corporate re-registration, not a move
- E••••• J•••• to A•••••••• C•••••• C•••••••••left Apr 4, 2008, registered Jun 18, 2008 (75 days) · Other
Signals
- ••• LockedDec 22, 2022 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address