DFX Intelligence
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Registered advisor
M•••••• J••• M•••
Feed of 09/15/2026
At current firm
12 y
since Jul 28, 2014
In the industry
21 y
since Dec 13, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••••• I••••••••• M••••••••• I••• BD affiliated currentsince Jul 28, 2014 · Saint Joseph, Mi
- U•• F•••••••• S••••••• I••• wirehouseApr 21, 2009 to Jul 18, 2014 · Colorado Springs, Co
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 10, 2006 to May 12, 2009 · Colorado Springs, Co
- T••••••• I••••••••• M••••••••• I••• BD affiliatedNov 4, 2005 to Jun 27, 2006 · Downers Grove, Il
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to T••••••• I••••••••• M••••••••• I•••left Jul 18, 2014, registered Jul 28, 2014 (10 days) · Other
- C•••••••• G••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left May 12, 2009, registered Apr 21, 2009 (-21 days) · Other
- T••••••• I••••••••• M••••••••• I••• to C•••••••• G••••• M•••••• I•••left Jun 27, 2006, registered Aug 10, 2006 (44 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address