RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• M••••• F••••••
- G•••• V••••• A•••••• G••••• L•• independent RIA currentsince Apr 7, 2022 · Berwyn, Pa
- G••••• F•••••••• G•••• formerApr 14, 2016 to Apr 22, 2022 · Boca Raton, Fl
- W•••• F•••• A••••••• wirehouseFeb 9, 2009 to Apr 1, 2016 · Palm Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jan 20, 2009 · W. Palm Beach, Fl
- M••••• S•••••• D• I••• unclassifiedMar 8, 2005 to Apr 2, 2007 · Wst. Plm Bch, Fl
- G••••• F•••••••• G•••• to G•••• V••••• A•••••• G••••• L••left Apr 22, 2022, registered Apr 7, 2022 (-15 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to G••••• F•••••••• G••••left Apr 1, 2016, registered Apr 14, 2016 (13 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to W•••• F•••• A•••••••left Jan 20, 2009, registered Feb 9, 2009 (20 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- J•••• M••••• F•••••• left G••••• F•••••••• G•••• for G•••• V••••• A•••••• G••••• L•• (registered 2022-04-07)Apr 22, 2022 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address