G•••••• D•••• B•••••••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Jun 29, 2023 · Shorewood, Il
• S••••• F•••••••• G•••• I•• former
  Mar 22, 2011 to May 20, 2021 · Shorewood, Il
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2008 to Apr 30, 2010 · Oakbrook Terrace, Il
• J••• M••••• S••••••••• I••• unclassified
  Feb 15, 2008 to Oct 1, 2008 · Wheaton, Il

• S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••
  left May 20, 2021, registered Jun 29, 2023 (770 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to S••••• F•••••••• G•••• I••
  left Apr 30, 2010, registered Mar 22, 2011 (326 days) · Other
• J••• M••••• S••••••••• I••• to J••• M••••• S••••••••• L••
  left Oct 1, 2008, registered Oct 1, 2008 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address