RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•••• D•••
- A•• W••••• A•••••••• L•• independent RIA currentsince Aug 14, 2026 · Hudson , Oh
- S•••••• W••••• P•••••••• L•• BD affiliatedMar 11, 2014 to Apr 1, 2021 · Beachwood, Oh
- P•• W••••• M••••••••• BD affiliatedJul 3, 2013 to Mar 11, 2014 · Cleveland, Oh
- F•••• W••••••• S••••••••• M••••••••• I••• formerFeb 17, 2010 to Dec 20, 2012 · Pasadena, Ca
- S•••••• W••••• P•••••••• L•• to A•• W••••• A•••••••• L••left Apr 1, 2021, registered Aug 14, 2026 (1961 days) · Affiliated broker-dealer or bank to independent RIA
- P•• W••••• M••••••••• to S•••••• W••••• P•••••••• L••left Mar 11, 2014, registered Mar 11, 2014 (0 days) · Other
- F•••• W••••••• S••••••••• M••••••••• I••• to P•• W••••• M•••••••••left Dec 20, 2012, registered Jul 3, 2013 (195 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address