RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• S••••
- O••••••••• institutional currentsince May 3, 2021 · Hauppauge, Ny
- O••••••••• institutionalApr 1, 2021 to Apr 9, 2021 · Hauppauge, Ny
- P•••••• A•••••• G••••• L•• BD affiliatedMay 2, 2016 to May 13, 2021 · Hauppauge, Ny
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 20, 2016 to May 2, 2016 · Hauppauge, Ny
- N•• A•••••• S•••••••• L•• formerDec 15, 2015 to May 2, 2016 · Hauppauge, Ny
- P•••••• A•••••• G••••• L•• to O•••••••••left May 13, 2021, registered Apr 1, 2021 (-42 days) · Other · moved with a team
- K••••• A••••••• S•••••••• L•• to P•••••• A•••••• G••••• L••left May 2, 2016, registered May 2, 2016 (0 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left May 2, 2016, registered Apr 20, 2016 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address