RIA Intelligence

• M•••• W••••• M••••••••• state registered current
  since Feb 5, 2021 · Hurricane, Wv
• M•••• W••••• M••••••••• state registered
  Apr 13, 2015 to Dec 31, 2020 · Hurricane, Wv
• O•••• F•• I••• former
  Mar 10, 2009 to Mar 13, 2015 · Winston Salem, Nc
• E•••••••• A•••••••• L•• national BD
  Jun 10, 2005 to Apr 2, 2007 · Charleston, Wv

• O•••• F•• I••• to M•••• W••••• M•••••••••
  left Mar 13, 2015, registered Apr 13, 2015 (31 days) · Other
• E•••••••• A•••••••• L•• to O•••• F•• I•••
  left Apr 2, 2007, registered Mar 10, 2009 (708 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address