RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• A••••• C•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 3, 2009 · Lubbock, Tx
- B••••••••• F•••••••• S••••••••• state registeredSep 16, 2015 to Jul 27, 2026 · Lubbock, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 24, 2006 to Mar 30, 2009 · Lubbock, Tx
- B••••••••• F•••••••• S••••••••• to no registered destinationleft Jul 27, 2026 · Departure, no registered destination
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 30, 2009, registered Apr 3, 2009 (4 days) · Other
- L•••••• A••••• C••••• no longer registered at B••••••••• F•••••••• S•••••••••; no later IA registration on IAPDJul 27, 2026 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address