RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• K•••••• M••
- A••••••• I••••••••• S••••••••• G••••• L•• i••••••••• wealth currentsince Sep 22, 2016 · Eagle, Id
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerFeb 16, 2010 to Sep 6, 2016 · Honolulu, Hi
- W••••• A•• I••••• S••••••••• unclassifiedFeb 27, 2009 to Dec 31, 2010 · Honolulu, Hi
- V•••• F•••••••• A•••••••• I••• BD affiliatedJan 7, 2008 to Dec 11, 2008 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedJun 7, 2005 to Aug 31, 2005 · Honolulu, Hi
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to A••••••• I••••••••• S••••••••• G••••• L••left Sep 6, 2016, registered Sep 22, 2016 (16 days) · Other
- W••••• A•• I••••• S••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 31, 2010, registered Feb 16, 2010 (-318 days) · Other
- V•••• F•••••••• A•••••••• I••• to W••••• A•• I••••• S•••••••••left Dec 11, 2008, registered Feb 27, 2009 (78 days) · Other
- L•• F•••••••• L•• to V•••• F•••••••• A•••••••• I•••left Aug 31, 2005, registered Jan 7, 2008 (859 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- I••••••••• WEALTHderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address