RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J• H••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 29, 2023 · Minneapolis, Mn
- A••••••••• W••••• P••••••• independent RIAOct 28, 2014 to Apr 1, 2026 · Minneapolis, Mn
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 9, 2011 to Sep 30, 2014 · Minnetonka, Mn
- A••••••••• W••••• P••••••• to C••••• I••••••••• A••••••• L••left Apr 1, 2026, registered Jun 29, 2023 (-1007 days) · RIA to affiliated broker-dealer or bank · moved with a team
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• W••••• P•••••••left Sep 30, 2014, registered Oct 28, 2014 (28 days) · Other
- C••••••••• J• H•••••• left A••••••••• W••••• P••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-06-29)Apr 1, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address