DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• A••••• L•••••••

M•••• I••••••••• A••••••• S••••••• I••mixed wealthReston, VaIA-onlyIAPD 4886642

Certified Financial Planner

Feed of 09/14/2026

At current firm

3 y

since Sep 19, 2023

In the industry

19 y

since Aug 22, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••• I••••••••• A••••••• S••••••• I•• mixed wealth current
since Sep 19, 2023 · Reston, Va
C••••••• P••••••• independent RIA
Apr 19, 2021 to Jun 6, 2022 · Mclean, Va
S••• F•••••••• A••••••• former
Oct 25, 2016 to Apr 13, 2021 · Mclean, Va
S••••• W••••• M••••••••• independent RIA
Jun 30, 2012 to Oct 10, 2016 · Mclean, Va
R•••••• J•••• F•••••••• S•••••••• I••• unclassified
Mar 5, 2008 to Aug 5, 2008 · Arlington, Va

Moves

a registration end followed by a registration begin elsewhere

C••••••• P••••••• to M•••• I••••••••• A••••••• S••••••• I••
left Jun 6, 2022, registered Sep 19, 2023 (470 days) · RIA to RIA
S••• F•••••••• A••••••• to C••••••• P•••••••
left Apr 13, 2021, registered Apr 19, 2021 (6 days) · RIA to RIA · moved with a team
S••••• W••••• M••••••••• to S••• F•••••••• A•••••••
left Oct 10, 2016, registered Oct 25, 2016 (15 days) · Other
R•••••• J•••• F•••••••• S•••••••• I••• to S••••• W••••• M•••••••••
left Aug 5, 2008, registered Jun 30, 2012 (1425 days) · Other

Signals

S••••• A••••• L••••••• left C••••••• P••••••• for M•••• I••••••••• A••••••• S••••••• I•• (registered 2023-09-19)
Jun 6, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address