DFX Intelligence
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Registered advisor
J•••• J••• M••••••••
Feed of 09/22/2026
Also filed as J•••• M••••••••
At current firm
11 y
since Dec 23, 2014
In the industry
21 y
since Mar 24, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••• A•••••• G••••• L•• BD affiliated currentsince Dec 23, 2014 · Cranford, Nj
- 1••• C•••••• M••••••••• C•••••• unclassifiedMar 3, 2007 to Sep 11, 2007 · Cranford, Nj
- U•• F•••••••• S••••••• I••• wirehouseMar 25, 2005 to Jan 17, 2007 · Westfield, Nj
Moves
a registration end followed by a registration begin elsewhere
- 1••• C•••••• M••••••••• C•••••• to P•••••• A•••••• G••••• L••left Sep 11, 2007, registered Dec 23, 2014 (2660 days) · Other
- U•• F•••••••• S••••••• I••• to 1••• C•••••• M••••••••• C••••••left Jan 17, 2007, registered Mar 3, 2007 (45 days) · Other
Signals
- ••• LockedSep 21, 2026 · a•••••• state registration added · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address