RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H•••• C•••••
- L•••• A••••• • C•• L•• asset manager currentsince Nov 5, 2014 · Omaha, Ne
- M••••••• I••••••••• M••••••••• ••• L•• asset managerMay 4, 2012 to Oct 2, 2014 · Boston, Ma
- M••••• K••••• • C••••••• L•• formerFeb 21, 2005 to Feb 1, 2007 · Richmond, Va
- M••••••• I••••••••• M••••••••• ••• L•• to L•••• A••••• • C•• L••left Oct 2, 2014, registered Nov 5, 2014 (34 days) · Other
- M••••• K••••• • C••••••• L•• to M••••••• I••••••••• M••••••••• ••• L••left Feb 1, 2007, registered May 4, 2012 (1919 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address