DFX Intelligence
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Registered advisor
M•••••• E• K•••••
Feed of 09/14/2026
At current firm
7 y
since Nov 8, 2018
In the industry
18 y
since Mar 10, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• S••••••••• I••• BD affiliated currentsince Nov 8, 2018 · Solon, Oh
- P•• W••••• M••••••••• BD affiliatedDec 7, 2012 to Nov 1, 2018 · Doylestown, Oh
- C•••• I••••••••• S••••••• C•••• formerMar 14, 2008 to Jan 7, 2011 · Ashland, Oh
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to C••••••• S••••••••• I•••left Nov 1, 2018, registered Nov 8, 2018 (7 days) · Affiliated broker-dealer or bank to another
- C•••• I••••••••• S••••••• C•••• to P•• W••••• M•••••••••left Jan 7, 2011, registered Dec 7, 2012 (700 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address