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Registered advisor
D•••••• M•••••• N••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Doug N••••••
At current firm
1 y
since Aug 8, 2025
In the industry
21 y
since Mar 7, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O•• I••••••••• G•• state registered currentsince Aug 8, 2025 · Clinton Twp, Mi
- C••••••••• F•••••••• N•••••• national BDJun 14, 2018 to Aug 18, 2025 · Waltham, Ma
- F•••• T•••• S••••••••• I••• BD affiliatedAug 4, 2009 to Jun 29, 2018 · Clinton Township, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to O•• I••••••••• G••left Aug 18, 2025, registered Aug 8, 2025 (-10 days) · Affiliated broker-dealer or bank to a state-registered adviser
- F•••• T•••• S••••••••• I••• to C••••••••• F•••••••• N••••••left Jun 29, 2018, registered Jun 14, 2018 (-15 days) · Affiliated broker-dealer or bank to another
Signals
- D•••••• M•••••• N•••••• left C••••••••• F•••••••• N•••••• for O•• I••••••••• G•• (registered 2025-08-08)Aug 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address