DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
James Clifford Edelmann
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as James Clifford Edelmann
At current firm
1 y
since Jan 1, 2025
In the industry
20 y
since Jan 31, 2006 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jan 1, 2025 · Romeo, Mi
- Securities America Advisors, Inc. formerJul 18, 2023 to Jul 31, 2023 · Sterling Heights, Mi
- Rothschild Wealth LLC independent RIAMar 20, 2023 to May 22, 2023 · Oakbrook, Il
- Valic Financial Advisors, Inc. BD affiliatedOct 6, 2008 to Apr 4, 2013 · Houston, Tx
- Natcity Investments, Inc. unclassifiedFeb 2, 2006 to Dec 18, 2006 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to LPL Financial LLCleft Jul 31, 2023, registered Jan 1, 2025 (520 days) · Affiliated broker-dealer or bank to another
- Rothschild Wealth LLC to Securities America Advisors, Inc.left May 22, 2023, registered Jul 18, 2023 (57 days) · RIA to affiliated broker-dealer or bank
- Valic Financial Advisors, Inc. to Rothschild Wealth LLCleft Apr 4, 2013, registered Mar 20, 2023 (3637 days) · Other
- Natcity Investments, Inc. to Valic Financial Advisors, Inc.left Dec 18, 2006, registered Oct 6, 2008 (658 days) · Other
Signals
- James Clifford Edelmann left Securities America Advisors, Inc. for Lpl Financial Llc (registered 2025-01-01)Jul 31, 2023 · Advisor changed firm · fact
- James Clifford Edelmann left Rothschild Wealth Llc for Securities America Advisors, Inc. (registered 2023-07-18)May 22, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address