A•• B••• C•••••••

• O•••• A••••••• S•••••••• L•• BD affiliated current
  since Feb 10, 2025 · Baton Rouge, La
• O•••• W•••••• I••• BD affiliated current
  since Jan 24, 2025 · Baton Rouge, La
• O•••• F•• I••• former
  Jun 15, 2012 to Jan 24, 2025 · Baton Rouge, La
• C•••••• O•• F•••••••• A••••••• L•• unclassified
  Jul 2, 2008 to Jan 6, 2012 · Baton Rouge, La

• O•••• F•• I••• to O•••• W•••••• I•••
  left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
• C•••••• O•• F•••••••• A••••••• L•• to O•••• F•• I•••
  left Jan 6, 2012, registered Jun 15, 2012 (161 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address