DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Dennis Taylor
Feed of 09/14/2026
At current firm
3 y
since Feb 23, 2023
In the industry
21 y
since Apr 6, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- United Advisor Group independent RIA currentsince Feb 23, 2023 · Cincinnati, Oh
- Thurston Springer Advisors BD affiliatedNov 25, 2020 to Feb 23, 2023 · Cincinnati, Oh
- Thurston Springer Financial formerMay 31, 2017 to Jul 6, 2021 · Cincinnati, Oh
- Stonex Advisors Inc. BD affiliatedJan 30, 2015 to Jun 7, 2017 · Birmingham, Al
- Sterne Agee Investment Advisor Services, Inc. formerAug 31, 2006 to Jan 30, 2015 · Youngstown, Oh
Moves
a registration end followed by a registration begin elsewhere
- Thurston Springer Advisors to United Advisor Groupleft Feb 23, 2023, registered Feb 23, 2023 (0 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- Thurston Springer Financial to Thurston Springer Advisorsleft Jul 6, 2021, registered Nov 25, 2020 (-223 days) · Affiliated broker-dealer or bank to another · moved with a team
- Stonex Advisors Inc. to Thurston Springer Financialleft Jun 7, 2017, registered May 31, 2017 (-7 days) · Other · moved with a team
- Sterne Agee Investment Advisor Services, Inc. to Stonex Advisors Inc.left Jan 30, 2015, registered Jan 30, 2015 (0 days) · corporate re-registration, not a move
Signals
- Stephen Dennis Taylor left Thurston Springer Advisors for United Advisor Group (registered 2023-02-23)Feb 23, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address