DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Matthew Alan Hayes
Feed of 09/15/2026
At current firm
7 y
since Nov 2, 2018
In the industry
20 y
since Sep 27, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Nov 2, 2018 · San Antonio, Tx
- Signator Investors, Inc. formerMay 13, 2016 to Nov 2, 2018 · Keller, Tx
- Overridge Wealth Advisors independent RIAOct 19, 2007 to Jul 31, 2009 · Fort Worth, Tx
- Transamerica Financial Advisors, LLC BD affiliatedJun 25, 2007 to May 13, 2016 · Gold River, Ca
Moves
a registration end followed by a registration begin elsewhere
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
- Transamerica Financial Advisors, LLC to Overridge Wealth Advisorsleft May 13, 2016, registered Oct 19, 2007 (-3129 days) · Other
- Overridge Wealth Advisors to Signator Investors, Inc.left Jul 31, 2009, registered May 13, 2016 (2478 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address