DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Overridge Wealth Advisors
Legal name Lee Johnson Capital Management, LLC
Latest filing Mar 25, 2026
First filing on the tape Nov 29, 2011 · 34 filings
SEC status approved since Sep 16, 2003
RAUM
$368M
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
98%
$362M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$40.9M
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
34 filings and snapshots on the tape
RAUM$368M as of Mar 25, 2026
Mar 9, 2012$92.7M then
HNW client RAUM$235M as of Mar 25, 2026
Feb 12, 2018$50.6M then
State-registered IARs (5.B.3)8 as of Mar 25, 2026
Mar 26, 20135 then
Employees (5.A)10 as of Mar 25, 2026
Mar 26, 201312 then
Private funds: no history
RAUM +55% over the last fiscal year+21% a year over threeIARs 9 to 8offices 1 to 2
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $40.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $262,824derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 95%derivedof RAUM
- Institutional
- 1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 3.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- -11%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +27%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $112M, 202 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$235M64%
- Individuals$127M34%
- Charitable organizations$4.6M1.2%
- Corporations and businesses$2.0M0.5%
- Individual clients
- 343reported
- HNW clients
- 121reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,401reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $112M for 202 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Andrew Clayton Heinz | Fort Worth, Tx | May 12, 2004 | 30 y | 1 |
| Dane Hobby Petty | Fort Worth, Tx | Jun 6, 2013 | 26 y | 0 |
| Maureen Patricia Maidlow | Fort Worth, Tx | Jan 7, 2016 | 10 y | 0 |
| Ronnie Lee Huskey | Fort Worth, Tx | May 1, 2017 | 38 y | 1 |
| Robert Bruce Knapp | Fort Worth, Tx | Aug 2, 2019 | 32 y | 1 |
| Christopher Kenneth Coffin | Fort Worth, Tx | Jun 9, 2021 | 31 y | 2 |
| Hayden Samuel Heinz | Fort Worth, Tx | Feb 13, 2024 | 11 y | 0 |
| Jeffery M Sorensen | Fort Worth, Tx | Apr 8, 2025 | 39 y | 4 |
| Neil Lycurgus Vanzandt | Fort Worth, Tx | Mar 23, 2026 | 48 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Kevin Jordan Campbell to Lifepro Asset ManagementOct 8, 2014 · Other
- Jarrod Gabriel Sandra to Chisholm Wealth ManagementMay 10, 2013 · Other
- Matthew Alan Hayes to Signator Investors, Inc.Jul 31, 2009 · Other
Joined, latest
- Neil Lycurgus Vanzandt from Securities America Advisors, Inc.Mar 23, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeffery M Sorensen from Osaic Advisory Services, LLCApr 8, 2025 · Affiliated broker-dealer or bank to independent RIA
- Christopher Kenneth Coffin from Good Life Advisors, LLCJun 9, 2021 · Other
- Ronnie Lee Huskey from Waddell & ReedMay 1, 2017 · Other
- Matthew Alan Hayes from Transamerica Financial Advisors, LLCOct 19, 2007 · Other
- Andrew Clayton Heinz from Transamerica Financial Advisors, LLCMay 12, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Clayton Andrew Heinz · President/Chief Executive Officercontrolsince 12/2016 · owns 75% or more
- Hobby Dane Petty · Chief Compliance Officer / Chief Operating Officercontrolsince 11/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fort Worth, Tx · principal | 9 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 25, 2026accounts (Item 5.F.2.f) moved from 396.0 to 1,401.0 (+254.0%) between the annual amendments of 2025-04-03 and 2026-03-25; the peer median change was +5.0% (3688 comparable advisers, 100.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,688) · 100% percentile
- RAUM up 50 %Change between filings · filing Mar 25, 2026RAUM (Item 5.F) moved from $238,178,154 to $368,216,317 (+55.0%) between the annual amendments of 2025-04-03 and 2026-03-25; the peer median change was +15.0% (4551 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,551) · 96% percentile
What changed
consecutive filings, newest first
- Employees · 9 to 10Feb 18, 2026 to Mar 25, 2026
- State-registered IARs · 9 to 8Feb 18, 2026 to Mar 25, 2026
- Other offices · 1 to 2Feb 18, 2026 to Mar 25, 2026
- Accounts · 396 to 1,401Jul 9, 2025 to Feb 18, 2026
- Advisory employees · 7 to 9Jul 9, 2025 to Feb 18, 2026
- BD registered reps · 0 to 2Jul 9, 2025 to Feb 18, 2026
- HNW clients · 70 to 121Jul 9, 2025 to Feb 18, 2026
- Individual clients · 295 to 343Jul 9, 2025 to Feb 18, 2026
- Assets in custody · $53.6M to $112MJul 9, 2025 to Feb 18, 2026
- Employees · 10 to 9Jul 9, 2025 to Feb 18, 2026
- Financial planning clients · 0 to 1-10Jul 9, 2025 to Feb 18, 2026
- Discretionary RAUM · $234M to $349MJul 9, 2025 to Feb 18, 2026
- HNW RAUM · $132M to $235MJul 9, 2025 to Feb 18, 2026
- Individual RAUM · $99.5M to $127MJul 9, 2025 to Feb 18, 2026
- Non-discretionary RAUM · $4.6M to $19.3MJul 9, 2025 to Feb 18, 2026
- RAUM · $238M to $368MJul 9, 2025 to Feb 18, 2026
- Financial planning clients · 0 to 0Apr 3, 2025 to Jul 9, 2025
- Other offices · 0 to 1Feb 6, 2025 to Apr 3, 2025
- Accounts · 1,078 to 396Feb 2, 2024 to Feb 6, 2025
- Advisory employees · 8 to 7Feb 2, 2024 to Feb 6, 2025
- Advisory activities · 3 to 2Feb 2, 2024 to Feb 6, 2025
- HNW clients · 64 to 70Feb 2, 2024 to Feb 6, 2025
- Individual clients · 299 to 295Feb 2, 2024 to Feb 6, 2025
- Assets in custody · $43.8M to $53.6MFeb 2, 2024 to Feb 6, 2025
- Employees · 11 to 10Feb 2, 2024 to Feb 6, 2025
- State-registered IARs · 8 to 9Feb 2, 2024 to Feb 6, 2025
- Discretionary RAUM · $246M to $234MFeb 2, 2024 to Feb 6, 2025
- HNW RAUM · $140M to $132MFeb 2, 2024 to Feb 6, 2025
- Individual RAUM · $102M to $99.5MFeb 2, 2024 to Feb 6, 2025
- Non-discretionary RAUM · $3.7M to $4.6MFeb 2, 2024 to Feb 6, 2025
- RAUM · $250M to $238MFeb 2, 2024 to Feb 6, 2025
- Accounts · 1,342 to 1,078Jul 28, 2023 to Feb 1, 2024
- Advisory employees · 7 to 8Jul 28, 2023 to Feb 1, 2024
- Advisory activities · 2 to 3Jul 28, 2023 to Feb 1, 2024
- HNW clients · 46 to 64Jul 28, 2023 to Feb 1, 2024
- Individual clients · 321 to 299Jul 28, 2023 to Feb 1, 2024
- Assets in custody · $49.9M to $43.8MJul 28, 2023 to Feb 1, 2024
- Employees · 10 to 11Jul 28, 2023 to Feb 1, 2024
- Discretionary RAUM · $190M to $246MJul 28, 2023 to Feb 1, 2024
- HNW RAUM · $84.0M to $140MJul 28, 2023 to Feb 1, 2024
Signals
1 dated events
- Overridge Wealth Advisors reported RAUM $368.2M, up 55% from $238.2M (2025-07-09 to 2026-02-18)Feb 18, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@overridge.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 817-738-1451reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/sorensen-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/OVERRIDGE-WEALTH-ADVISORSreportedpublic record, Form ADV, Sep 17, 2026
- Website
- OVERRIDGE.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 817-738-1451reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- OVERRIDGE.COM/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026