DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• T•••••• H•••••

C•••••• W•••••state registeredFairhope, AlIA-onlyIAPD 4897654

Chartered Financial Analyst

Feed of 09/14/2026

At current firm

1 y

since Dec 12, 2024

In the industry

21 y

since Feb 28, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• W••••• state registered current
since Dec 12, 2024 · Fairhope, Al
O• A••••••• L•• asset manager
Dec 20, 2023 to May 8, 2024 · Fairhope, Al
A••••••••• R••• S••••••••• L•• unclassified
Jul 22, 2022 to Jun 18, 2025 · Fairhope, Al
S•••••••• C•••••• A•••••••• L•• former
Feb 24, 2020 to Jun 30, 2022 · Charlestown, Ma
A•••••• A••••••• S••••••• former
Jul 18, 2017 to Sep 10, 2019 · Irving, Tx
R•••••••• A•••• M••••••••• L•• no RAUM
Sep 11, 2008 to Jul 23, 2015 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• R••• S••••••••• L•• to O• A••••••• L••
left Jun 18, 2025, registered Dec 20, 2023 (-546 days) · Other
O• A••••••• L•• to C•••••• W•••••
left May 8, 2024, registered Dec 12, 2024 (218 days) · Other
S•••••••• C•••••• A•••••••• L•• to A••••••••• R••• S••••••••• L••
left Jun 30, 2022, registered Jul 22, 2022 (22 days) · Other
A•••••• A••••••• S••••••• to S•••••••• C•••••• A•••••••• L••
left Sep 10, 2019, registered Feb 24, 2020 (167 days) · Affiliated broker-dealer or bank to independent RIA
R•••••••• A•••• M••••••••• L•• to A•••••• A••••••• S•••••••
left Jul 23, 2015, registered Jul 18, 2017 (726 days) · Other

Signals

J•••• T•••••• H••••• left A••••••••• R••• S••••••••• L•• for O• A••••••• L•• (registered 2023-12-20)
Jun 18, 2025 · Advisor changed firm · fact
J•••• T•••••• H••••• left O• A••••••• L•• for C•••••• W••••• (registered 2024-12-12)
May 8, 2024 · Advisor changed firm · fact
J•••• T•••••• H••••• left S•••••••• C•••••• A•••••••• L•• for A••••••••• R••• S••••••••• L•• (registered 2022-07-22)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address