DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Ot Advisors LLC

Asset manager (funds and pooled vehicles)Boca Raton, FloridaCRD 328812SEC 801-129043websiteIAPD
Latest filing Jul 29, 2026
First filing on the tape Oct 11, 2023 · 13 filings
SEC status approved since Nov 9, 2023
RAUM
$1.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.0M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$1.0M as of Jul 29, 2026
Mar 28, 2025$0 then
HNW client RAUM$0 as of Jul 29, 2026
Jan 31, 2024$0 then
State-registered IARs (5.B.3)1 as of Jul 29, 2026
Jan 31, 20241 then
Employees (5.A)2 as of Jul 29, 2026
Jan 31, 20241 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 2 to 1
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$1.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+50%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$1.0M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Laurence Robert BenedictBoca Raton, FlApr 9, 202513 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 100% of current headcount2 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Robert Laurence Benedict · Ccocontrol
    since 09/2023 · owns 75% or more
Related persons
Schedule D 7.A
  • Banyan Global Insurance LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Boca Raton, Fl · principal101
Fairhope, Al000
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
What changed
consecutive filings, newest first
  • Employees · 3 to 2
    Jan 23, 2026 to Jul 29, 2026
  • Insurance-licensed employees · 1 to 0
    Jan 23, 2026 to Jul 29, 2026
  • State-registered IARs · 3 to 1
    Jan 23, 2026 to Jul 29, 2026
  • Discretionary RAUM · $15.2M to $1.0M
    Jan 23, 2026 to Jul 29, 2026
  • RAUM · $15.2M to $1.0M
    Jan 23, 2026 to Jul 29, 2026
  • Employees · 2 to 3
    Sep 16, 2025 to Jan 23, 2026
  • Insurance-licensed employees · 0 to 1
    Sep 16, 2025 to Jan 23, 2026
  • State-registered IARs · 2 to 3
    Sep 16, 2025 to Jan 23, 2026
  • Discretionary RAUM · $17.7M to $15.2M
    Sep 16, 2025 to Jan 23, 2026
  • RAUM · $17.7M to $15.2M
    Sep 16, 2025 to Jan 23, 2026
  • Accounts · 0 to 1
    Mar 28, 2025 to Sep 16, 2025
  • Financial planning clients · 0 to 0
    Mar 28, 2025 to Sep 16, 2025
  • Discretionary RAUM · $0 to $17.7M
    Mar 28, 2025 to Sep 16, 2025
  • RAUM · $0 to $17.7M
    Mar 28, 2025 to Sep 16, 2025
  • Related bank · false to true
    Mar 28, 2025 to Sep 16, 2025
  • Accounts · unset to 0.0
    May 10, 2024 to Mar 28, 2025
  • Advisory activities · 1 to 3
    May 10, 2024 to Mar 28, 2025
  • Financial planning clients · unset to 0
    May 10, 2024 to Mar 28, 2025
  • Other offices · 1 to 0
    May 10, 2024 to Mar 28, 2025
  • Discretionary RAUM · unset to 0.0
    May 10, 2024 to Mar 28, 2025
  • Non-discretionary RAUM · unset to 0.0
    May 10, 2024 to Mar 28, 2025
  • RAUM · unset to 0.0
    May 10, 2024 to Mar 28, 2025
  • Related adviser · true to false
    May 10, 2024 to Mar 28, 2025
  • Insurance-licensed employees · 1 to 0
    Feb 23, 2024 to May 8, 2024
  • Advisory employees · 1 to 2
    Jan 31, 2024 to Feb 23, 2024
  • Employees · 1 to 2
    Jan 31, 2024 to Feb 23, 2024
  • Insurance-licensed employees · 0 to 1
    Jan 31, 2024 to Feb 23, 2024
  • Financial planning clients · 0 to unset
    Jan 31, 2024 to Feb 23, 2024
  • State-registered IARs · 1 to 2
    Jan 31, 2024 to Feb 23, 2024
  • Accounts · 0.0 to unset
    Dec 11, 2023 to Jan 31, 2024
  • Discretionary RAUM · 0.0 to unset
    Dec 11, 2023 to Jan 31, 2024
  • Non-discretionary RAUM · 0.0 to unset
    Dec 11, 2023 to Jan 31, 2024
  • RAUM · 0.0 to unset
    Dec 11, 2023 to Jan 31, 2024
  • Organization form · Limited Liability Partnership to Limited Liability Company
    Oct 11, 2023 to Oct 23, 2023
  • Accounts · 1 to 0
    Oct 23, 2023 to Oct 23, 2023
  • Discretionary RAUM · $2 to $0
    Oct 23, 2023 to Oct 23, 2023
  • RAUM · $2 to $0
    Oct 23, 2023 to Oct 23, 2023
Signals
4 dated events
  • Thomas Lee Maples left Ot Advisors Llc for Singer Wealth Advisors Llc (registered 2026-08-19)
    Jul 29, 2026 · Advisor changed firm · fact
  • Timothy James Hickey (Cco) no longer on Schedule A of Ot Advisors Llc (listed 2024-02-23, absent 2024-05-08)
    May 8, 2024 · Control person left · inference
  • James Timothy Hickey left Ot Advisors Llc for Crimson Wealth (registered 2024-12-12)
    May 8, 2024 · Advisor changed firm · fact
  • Ot Advisors Llc filed its initial SEC registration (Form ADV)
    Oct 11, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
opportunistictraderetf.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
786-529-1869reportedpublic record, Form ADV, Jul 29, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
RAUM per advisor
$1.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026