RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• O• W•••••
- W••••• P•••••••• L•• state registered currentsince Apr 11, 2022 · Fishers, In
- C••••• P••••••• O••• L•• institutionalJan 18, 2021 to Jan 14, 2022 · Indianapolis, In
- V•••• F•••••••• A•••••••• L•• independent RIAJun 7, 2016 to Jan 2, 2021 · Carmel, In
- U••••••••• L•• unclassifiedOct 15, 2014 to Jun 6, 2016 · Fishers, In
- M••••• S••••• W••••• M••••••••• A•••••••• L•• independent RIAJun 1, 2011 to Oct 21, 2014 · Indianapolis, In
- H•••••• F•••••••• A•••••••• L•• unclassifiedJan 19, 2010 to May 25, 2011
- C••••• P••••••• O••• L•• to W••••• P•••••••• L••left Jan 14, 2022, registered Apr 11, 2022 (87 days) · RIA to a state-registered adviser
- V•••• F•••••••• A•••••••• L•• to C••••• P••••••• O••• L••left Jan 2, 2021, registered Jan 18, 2021 (16 days) · RIA to RIA
- U••••••••• L•• to V•••• F•••••••• A•••••••• L••left Jun 6, 2016, registered Jun 7, 2016 (1 days) · Other
- M••••• S••••• W••••• M••••••••• A•••••••• L•• to U••••••••• L••left Oct 21, 2014, registered Oct 15, 2014 (-6 days) · Other
- H•••••• F•••••••• A•••••••• L•• to M••••• S••••• W••••• M••••••••• A•••••••• L••left May 25, 2011, registered Jun 1, 2011 (7 days) · Other
- B•••• O• W••••• left C••••• P••••••• O••• L•• for W••••• P•••••••• L•• (registered 2022-04-11)Jan 14, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address