C•••••• L••• W•••••

W•••• F•••• A•••••••wirehouseGainesville, Fl dual registrantIAPD 4899140

Feed of 09/15/2026

Also filed as C•••••• L••• H••••••••• L• H••••••••• L• H•••••••

At current firm

8 y

since Apr 3, 2018

In the industry

20 y

since Apr 19, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Apr 3, 2018 · Gainesville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 22, 2016 to Apr 25, 2016 · Gainesville, Fl
S••••••• I••••••••• S•••••••• I••• former
Apr 19, 2006 to May 19, 2011 · Gainesville, Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Apr 25, 2016, registered Apr 3, 2018 (708 days) · Wirehouse to wirehouse · moved with a team
S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 19, 2011, registered Feb 22, 2016 (1740 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address