J••••• P••• S•••••••

C••••••••• F•••••••• N••••••national BDAllentown, Padual registrantIAPD 4899933

Feed of 09/14/2026

Also filed as J••••• S•••••••

At current firm

1 y

since Dec 6, 2024

In the industry

21 y

since Jun 10, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• N•••••• national BD current
since Dec 6, 2024 · Allentown, Pa
M•• I•••••••• S•••••••• L•• BD affiliated
Mar 25, 2017 to Dec 11, 2024 · Allentown, Pa
M•• F•••••••• S•••••••• I••• former
Aug 16, 2010 to Mar 25, 2017 · Camp Hill, Pa

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to C••••••••• F•••••••• N••••••
left Dec 11, 2024, registered Dec 6, 2024 (-5 days) · Affiliated broker-dealer or bank to another
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Signals

••• Locked
Dec 11, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address