M•••••• D•••• W•••••••••

• T•• A•••••••• I••• BD affiliated current
  since Sep 23, 2019 · Overland Park, Ks
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 25, 2017 to Sep 24, 2019 · Overland Park, Ks
• M•• F•••••••• S•••••••• I••• former
  Sep 4, 2009 to Mar 25, 2017 · Overland Park, Ks

• M•• I•••••••• S•••••••• L•• to T•• A•••••••• I•••
  left Sep 24, 2019, registered Sep 23, 2019 (-1 days) · Affiliated broker-dealer or bank to another
• M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address