DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

F•••• H•••••

T•• A•••••••• I•••BD affiliatedNorthbrook, Il dual registrantIAPD 4901880

Feed of 09/15/2026

Also filed as Frank Andrew Hirsch

At current firm

1 y

since Apr 10, 2025

In the industry

15 y

since Sep 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

T•• A•••••••• I••• BD affiliated current
since Apr 10, 2025 · Northbrook, Il
K••••• A••••••• S•••••••• L•• BD affiliated
Jan 3, 2023 to Feb 18, 2025 · Phoenix, Az
L••• S••••• A•••••••• L•• former
Sep 23, 2020 to Dec 31, 2022 · Northbrook, Il
K••••• A••••••• S•••••••• L•• BD affiliated
Oct 15, 2019 to Sep 23, 2020 · Northbrook, Il

Moves

a registration end followed by a registration begin elsewhere

K••••• A••••••• S•••••••• L•• to T•• A•••••••• I•••
left Feb 18, 2025, registered Apr 10, 2025 (51 days) · Affiliated broker-dealer or bank to another
L••• S••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••
left Dec 31, 2022, registered Jan 3, 2023 (3 days) · Affiliated broker-dealer or bank to another
K••••• A••••••• S•••••••• L•• to L••• S••••• A•••••••• L••
left Sep 23, 2020, registered Sep 23, 2020 (0 days) · Affiliated broker-dealer or bank to another

Signals

F•••• H••••• left K••••• A••••••• S•••••••• L•• for T•• A•••••••• I••• (registered 2025-04-10)
Feb 18, 2025 · Advisor changed firm · fact
F•••• H••••• left L••• S••••• A•••••••• L•• for K••••• A••••••• S•••••••• L•• (registered 2023-01-03)
Dec 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address