DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nathaniel Aaron Abney
Feed of 09/15/2026
Also filed as Nathan Aaron Abney
At current firm
14 y
since May 22, 2012
In the industry
20 y
since Jan 17, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fifth Third Securities, Inc. BD affiliated currentsince May 22, 2012 · Dayton, Oh
- Key Investment Services LLC BD affiliatedAug 23, 2011 to May 7, 2012 · Dayton, Oh
Moves
a registration end followed by a registration begin elsewhere
- Key Investment Services LLC to Fifth Third Securities, Inc.left May 7, 2012, registered May 22, 2012 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address