DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S•••••• B•••• B••••

I•• A•••••••• L••independent RIAAtlanta, Ga dual registrantIAPD 4904954

Feed of 09/15/2026

Also filed as S•••••• B••••

At current firm

2 y

since Apr 9, 2024

In the industry

21 y

since May 11, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

I•• A•••••••• L•• independent RIA current
since Apr 9, 2024 · Atlanta, Ga
H••••••••• G•••• E••••• • R••••••••• S••••••••• former
Sep 21, 2017 to Apr 7, 2024 · Columbus, Ms
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Oct 14, 2015 to May 19, 2016 · Columbus, Ms
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Aug 30, 2012 to Dec 31, 2014 · Ridgeland, Ms
L•• F•••••••• L•• BD affiliated
Oct 9, 2009 to Dec 31, 2010 · Jackson, Ms
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
May 12, 2005 to Oct 13, 2009 · Jackson, Ms

Moves

a registration end followed by a registration begin elsewhere

H••••••••• G•••• E••••• • R••••••••• S••••••••• to I•• A•••••••• L••
left Apr 7, 2024, registered Apr 9, 2024 (2 days) · RIA to RIA · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to H••••••••• G•••• E••••• • R••••••••• S•••••••••
left May 19, 2016, registered Sep 21, 2017 (490 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Dec 31, 2014, registered Oct 14, 2015 (287 days) · Other
L•• F•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Dec 31, 2010, registered Aug 30, 2012 (608 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Oct 13, 2009, registered Oct 9, 2009 (-4 days) · Other

Signals

S•••••• B•••• B•••• left H••••••••• G•••• E••••• • R••••••••• S••••••••• for I•• A•••••••• L•• (registered 2024-04-09)
Apr 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address