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Registered advisor

N••••• F•••••••• S••••

S••••• W••••• A•••••••• I•••no RAUMWestlake, Tx dual registrantIAPD 4905366

Feed of 09/14/2026

Also filed as Nathan F Smith

At current firm

0 y

since Sep 26, 2025

In the industry

21 y

since Jan 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• A•••••••• I••• no RAUM current
since Sep 26, 2025 · Westlake, Tx
C•••••• S••••• • C••• I••• national BD
Jan 26, 2022 to Apr 5, 2025 · Southlake, Tx
T• A••••••••• I••••••••• M••••••••• L•• former
Feb 5, 2008 to Sep 7, 2023 · Fort Worth, Tx
T• A••••••••• I••• former
Feb 5, 2008 to Oct 14, 2022 · Westlake, Tx

Moves

a registration end followed by a registration begin elsewhere

C•••••• S••••• • C••• I••• to S••••• W••••• A•••••••• I•••
left Apr 5, 2025, registered Sep 26, 2025 (174 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 26, 2022 (-589 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Feb 5, 2008 (-5365 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address