RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••••••• S••••••••
- T•• M••• S••••• G•••• independent RIA currentsince Mar 13, 2018 · Glen Allen, Va
- L•• F•••••••• L•• BD affiliatedMay 6, 2014 to Dec 12, 2017 · Glen Allen, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 26, 2013 to Aug 7, 2013 · Richmond, Va
- L•• F•••••••• L•• to T•• M••• S••••• G••••left Dec 12, 2017, registered Mar 13, 2018 (91 days) · RIA to RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Aug 7, 2013, registered May 6, 2014 (272 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address