RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• J•••• R•••••••
- W•••••• A•••••••• L•• independent RIA currentsince Mar 29, 2024 · Birmingham, Al
- E•• A••••••• formerJul 5, 2012 to May 6, 2024 · Jackson, Ms
- C• P••••••• C••• independent RIAJan 4, 2010 to Jun 27, 2012 · Portland, Or
- C• P••••••• C••• independent RIAApr 9, 2009 to Dec 23, 2009 · Portland, Or
- S••••••• G•••• C•••••• unclassifiedJun 8, 2006 to Mar 17, 2009 · Jackson, Ms
- E•• A••••••• to W•••••• A•••••••• L••left May 6, 2024, registered Mar 29, 2024 (-38 days) · RIA to RIA · moved with a team
- C• P••••••• C••• to E•• A•••••••left Jun 27, 2012, registered Jul 5, 2012 (8 days) · Other
- S••••••• G•••• C•••••• to C• P••••••• C•••left Mar 17, 2009, registered Apr 9, 2009 (23 days) · Other
- C••••••••• J•••• R••••••• left E•• A••••••• for W•••••• A•••••••• L•• (registered 2024-03-29)May 6, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address