RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• L•• M•••••••••
- F••••• G••••• I••• independent RIA currentsince Sep 10, 2025 · West Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedApr 1, 2022 to Aug 18, 2025 · Des Moines, Ia
- P•••••••• S••••••••• I••• BD affiliatedMay 24, 2005 to Aug 14, 2017 · Des Moines, Ia
- P•••••••• S••••••••• I••• to F••••• G••••• I•••left Aug 18, 2025, registered Sep 10, 2025 (23 days) · Affiliated broker-dealer or bank to independent RIA
- A••••• L•• M••••••••• left P•••••••• S••••••••• I••• for F••••• G••••• I••• (registered 2025-09-10)Aug 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address