RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• J••••• G••••
- R••• W•••••• L•• state r••••••••• currentsince Apr 11, 2025 · Longview, Tx
- L••••••• R••••••••• I••••••••• A•••••••• L•• independent RIAApr 17, 2014 to May 31, 2023 · Lubbock, Tx
- B••••••••• L•• formerJan 18, 2008 to Aug 19, 2008 · Chicago, Il
- A• G• E•••••• • S•••• I••• unclassifiedApr 25, 2005 to Jul 6, 2007 · Lubbock, Tx
- L••••••• R••••••••• I••••••••• A•••••••• L•• to R••• W•••••• L••left May 31, 2023, registered Apr 11, 2025 (681 days) · Other
- B••••••••• L•• to L••••••• R••••••••• I••••••••• A•••••••• L••left Aug 19, 2008, registered Apr 17, 2014 (2067 days) · Other
- A• G• E•••••• • S•••• I••• to B••••••••• L••left Jul 6, 2007, registered Jan 18, 2008 (196 days) · Other
- S••• J••••• G•••• left L••••••• R••••••••• I••••••••• A•••••••• L•• for R••• W•••••• L•• (registered 2025-04-11)May 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address