DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••••• R••••••••• I••••••••• A•••••••• L••
Latest filing Aug 31, 2026
First filing on the tape Jul 14, 2023 · 15 filings
SEC status approved since Aug 11, 2023
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$334M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$30.6M
derived; firm RAUM over IAPD count
Employees
12
12 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$336M as of Aug 31, 2026
Feb 24, 2025$164M then
HNW client RAUM$111M as of Aug 31, 2026
Feb 24, 2025$47.1M then
State-registered IARs (5.B.3)12 as of Aug 31, 2026
Feb 14, 20243 then
Employees (5.A)12 as of Aug 31, 2026
Feb 14, 20243 then
Private funds: no history
RAUM +105% over the last fiscal yearIARs 3 to 12offices 6 to 10
Practice profile
derived from the filing of Aug 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $30.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $281,317derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 1.0derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +53%derivedbetween the last two annual amendments
- Advisor growth, one year
- +200%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +125%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, selection of other advisersreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$223M66%
- High-net-worth individuals$111M33%
- Charitable organizations$2.6M0.8%
- Individual clients
- 1,146reported
- HNW clients
- 48reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 1,195reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••••• J•••••• C••••••••• | Lubbock, Tx | Nov 24, 2020 | 18 y | 1 |
| C•••••••• D••• C•••••• | San Antonio, Tx | Aug 11, 2023 | 18 y | 0 |
| S••••• M•••••• T••••• | Lubbock, Tx | Oct 1, 2025 | 30 y | 7 |
| Z•••••• D••••••• S•••• | Lubbock, Tx | May 22, 2026 | 10 y | 0 |
| R•••••• Z• R•••••••• | Lubbock, Tx | May 27, 2026 | 10 y | 1 |
| E••• J•••• E••••••••• | Lubbock, Tx | Aug 17, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••• J••••• G•••• to R••• W•••••• L••May 31, 2023 · Other
Joined, latest
- R•••••• Z• R•••••••• from O••••••••• S••••••••• I•••May 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- S••••• M•••••• T••••• from P••••••• I••••••••• A•••••••• L••Oct 1, 2025 · Other
- S••• J••••• G•••• from B••••••••• L••Apr 17, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• M••••••• J•• · President/Ccocontrolsince 05/2007 · owns 75% or more
Related persons
Schedule D 7.A
- M• • M• W••••• M••••••••• L••real estatey
- M••• G••••real estaten
- M•••••• B••••real estatey
- S••• G••••n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lubbock, Tx · principal | 11 | 5 | 0 | ||
| San Antonio, Tx | 4 | 3 | 0 | ||
| Albuquerque, Nm | 2 | 0 | 0 | ||
| Dallas, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Albuquerque, NM2 employees
- Austin, TX2 employees
- Dallas, TX2 employees
- Fort Worth, TX2 employees
- Houston, TX2 employees
- Mentor, OH1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Feb 16, 2026RAUM (Item 5.F) moved from $164,222,094 to $250,735,484 (+53.0%) between the annual amendments of 2025-02-24 and 2026-02-16; the peer median change was +15.0% (4549 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 96% percentile
- client count surgeChange between filings · filing Feb 16, 2026individual and HNW clients (Item 5.D) moved from 435.0 to 978.0 (+125.0%) between the annual amendments of 2025-02-24 and 2026-02-16; the peer median change was +3.0% (3309 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 99% percentile
- account count surgeChange between filings · filing Feb 16, 2026accounts (Item 5.F.2.f) moved from 447.0 to 979.0 (+119.0%) between the annual amendments of 2025-02-24 and 2026-02-16; the peer median change was +5.0% (3686 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,686) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 991 to 1,195Jun 26, 2026 to Aug 31, 2026
- Advisory employees · 11 to 12Jun 26, 2026 to Aug 31, 2026
- Business name · L••••••• R••••••••• I••••••••• A•••••••• P••• to L••••••• R••••••••• I••••••••• A•••••••• L••Jun 26, 2026 to Aug 31, 2026
- HNW clients · 46 to 48Jun 26, 2026 to Aug 31, 2026
- Individual clients · 945 to 1,146Jun 26, 2026 to Aug 31, 2026
- Employees · 11 to 12Jun 26, 2026 to Aug 31, 2026
- Insurance-licensed employees · 9 to 8Jun 26, 2026 to Aug 31, 2026
- State-registered IARs · 11 to 12Jun 26, 2026 to Aug 31, 2026
- Legal name · L••••••• R••••••••• I••••••••• A•••••••• P••• to L••••••• R••••••••• I••••••••• A•••••••• L••Jun 26, 2026 to Aug 31, 2026
- Discretionary RAUM · $274M to $336MJun 26, 2026 to Aug 31, 2026
- HNW RAUM · $94.8M to $111MJun 26, 2026 to Aug 31, 2026
- Individual RAUM · $176M to $223MJun 26, 2026 to Aug 31, 2026
- RAUM · $274M to $336MJun 26, 2026 to Aug 31, 2026
- Accounts · 979 to 991Feb 16, 2026 to May 22, 2026
- Advisory employees · 9 to 11Feb 16, 2026 to May 22, 2026
- HNW clients · 43 to 46Feb 16, 2026 to May 22, 2026
- Individual clients · 935 to 945Feb 16, 2026 to May 22, 2026
- Employees · 9 to 11Feb 16, 2026 to May 22, 2026
- State-registered IARs · 9 to 11Feb 16, 2026 to May 22, 2026
- Other offices · 8 to 10Feb 16, 2026 to May 22, 2026
- Discretionary RAUM · $251M to $274MFeb 16, 2026 to May 22, 2026
- HNW RAUM · $86.3M to $94.8MFeb 16, 2026 to May 22, 2026
- Individual RAUM · $161M to $176MFeb 16, 2026 to May 22, 2026
- RAUM · $251M to $274MFeb 16, 2026 to May 22, 2026
- Financial planning clients · 251-500 to More than 500Dec 17, 2025 to Feb 16, 2026
- Accounts · 447 to 979Sep 30, 2025 to Dec 17, 2025
- Charity clients · 2 to 1Sep 30, 2025 to Dec 17, 2025
- HNW clients · 30 to 43Sep 30, 2025 to Dec 17, 2025
- Individual clients · 405 to 935Sep 30, 2025 to Dec 17, 2025
- Organization form · Other (specify) to Limited Liability CompanySep 30, 2025 to Dec 17, 2025
- Discretionary RAUM · $164M to $251MSep 30, 2025 to Dec 17, 2025
- HNW RAUM · $47.1M to $86.3MSep 30, 2025 to Dec 17, 2025
- Individual RAUM · $115M to $161MSep 30, 2025 to Dec 17, 2025
- RAUM · $164M to $251MSep 30, 2025 to Dec 17, 2025
- Advisory employees · 5 to 9May 7, 2025 to Sep 30, 2025
- Employees · 5 to 9May 7, 2025 to Sep 30, 2025
- Insurance-licensed employees · 1 to 9May 7, 2025 to Sep 30, 2025
- State-registered IARs · 5 to 9May 7, 2025 to Sep 30, 2025
- Other offices · 6 to 8May 7, 2025 to Sep 30, 2025
- Advisory employees · 3 to 5Feb 24, 2025 to May 7, 2025
Signals
3 dated events
- L••••••• R••••••••• I••••••••• A•••••••• L•• reported 6 offices beyond its principal office, down from 16 (2024-04-10 to 2024-12-20)Dec 20, 2024 · Office count change · derived
- L••••••• R••••••••• I••••••••• A•••••••• P••• filed its initial SEC registration (Form ADV)Jul 14, 2023 · First SEC registration · fact
- S••• J••••• G•••• left L••••••• R••••••••• I••••••••• A•••••••• L•• for R••• W•••••• L•• (registered 2025-04-11)May 31, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/L•••••••-WEALTH-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- lonestarwm.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 866-785-5350reportedpublic record, Form ADV, Aug 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $30.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026