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RIA Intelligence
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Registered advisor
G•••• A• R••••••
Feed of 09/15/2026
Also filed as G•••• A• R••••••
At current firm
1 y
since Jan 24, 2025
In the industry
21 y
since May 5, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 24, 2025 · North Ridgeville, Oh
- O•••• F•• I••• formerJan 8, 2021 to Jan 24, 2025 · Westlake, Oh
- A••••• A•• P••••••• S••••••• BD affiliatedNov 29, 2011 to Mar 14, 2018 · Hamden, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 6, 2005 to Nov 15, 2011 · Farmington, Ct
Moves
a registration end followed by a registration begin elsewhere
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- A••••• A•• P••••••• S••••••• to O•••• F•• I•••left Mar 14, 2018, registered Jan 8, 2021 (1031 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••• A•• P••••••• S•••••••left Nov 15, 2011, registered Nov 29, 2011 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address