RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• C••••••••• B••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Aug 17, 2026 · Roseville, Ca
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Roseville, Ca
- N••• F•••••••• G••••• I••• formerJun 6, 2022 to Jul 10, 2025 · Sacramento, Ca
- I••••••••• C•••••• M••••••••• I••• independent RIAApr 28, 2015 to May 30, 2017 · Jessup, Pa
- A••••••••• F•••••••• S•••••••• L•• national BDNov 21, 2007 to Dec 31, 2008 · Honolulu, Hi
- A••••••••• F•••••••• S•••••••• L•• national BDJan 4, 2006 to Sep 19, 2007 · Carbondale, Pa
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- I••••••••• C•••••• M••••••••• I••• to N••• F•••••••• G••••• I•••left May 30, 2017, registered Jun 6, 2022 (1833 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to I••••••••• C•••••• M••••••••• I•••left Dec 31, 2008, registered Apr 28, 2015 (2309 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address