DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Integrated Capital Management, Inc.
Latest filing Mar 2, 2026
First filing on the tape Mar 2, 2012 · 50 filings
SEC status approved since Apr 14, 2009
RAUM
$232M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$146M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$46.5M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$232M as of Mar 2, 2026
Mar 2, 2012$221M then
HNW client RAUM$16.6M as of Mar 2, 2026
Mar 27, 2018$29.9M then
State-registered IARs (5.B.3)5 as of Mar 2, 2026
Mar 28, 20135 then
Employees (5.A)7 as of Mar 2, 2026
Mar 28, 20139 then
Private funds: no history
RAUM +9.5% over the last fiscal year+6.6% a year over threeIARs 6 to 5
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $46.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 176derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $251,019derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 37%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -10%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Wrap fee program
- $109MreportedItem 5.I
- Custody
- $356,095, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$130M56%
- State and municipal entities$60.7M26%
- Pension and profit-sharing plans$23.8M10%
- High-net-worth individuals$16.6M7.1%
- Charitable organizations$1.8M0.8%
- Individual clients
- 872reported
- HNW clients
- 10reported
- Pension plan clients
- 14reported
- Charitable clients
- 6reported
- Accounts
- 926reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $356,095 for 3 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.63 fund_share=0.0 institutional_share=0.37 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Joseph Clayton Perfilio | Kamas, Ut | Apr 30, 2009 | 32 y | 2 |
| Michael Anthony PaciottiChartered Financial Analyst | Jessup, Pa | May 1, 2009 | 30 y | 2 |
| Ryan J LehmanChartered Financial Analyst | Jessup, Pa | Aug 18, 2016 | 18 y | 0 |
| Brian Andrew Tugend | Jessup, Pa | Nov 10, 2018 | 11 y | 0 |
| Peter Morris Seyler | Jessup, Pa | Jan 20, 2022 | 22 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Peter Zabiegala to Northern Trust Investments, IncorporatedSep 11, 2024 · Other
- Joseph Constantine Bonacci to Next Financial Group, Inc.May 30, 2017 · Other
- Mark Phillips to Lewis Asset ManagementMar 15, 2013 · Other
- Donald Paul Williamson to Asco Financial Group, Inc.Mar 1, 2013 · Other
Joined, latest
- Joseph Constantine Bonacci from Ameriprise Financial Services, LLCApr 28, 2015 · Other
- Peter Morris Seyler from Park Avenue Securities LLCMay 2, 2014 · Other
- Mark Phillips from Fsc Securities CorporationJun 7, 2011 · Other
- Michael Anthony Paciotti from Park Avenue Securities LLCMay 1, 2009 · Other
- Joseph Clayton Perfilio from Clayton Perfilio, Ltd.Apr 30, 2009 · Other
- Donald Paul Williamson from Fsc Securities CorporationApr 30, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Christopher Rorry Altmann · Chief Operating Officercontrolsince 02/2017 · owns less than 5%
- Anthony Michael Paciotti · Vice President And Chief Investment Officercontrolsince 04/2009 · owns 50% to 75%
- Clayton Joseph Perfilio · President And Chief Compliance Officercontrolsince 03/2009 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Jessup, Pa · principal | 5 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,025 to 926Dec 23, 2025 to Mar 2, 2026
- Advisory employees · 6 to 5Dec 23, 2025 to Mar 2, 2026
- Charity clients · 5 to 6Dec 23, 2025 to Mar 2, 2026
- HNW clients · 9 to 10Dec 23, 2025 to Mar 2, 2026
- Individual clients · 974 to 872Dec 23, 2025 to Mar 2, 2026
- Pension plan clients · 13 to 14Dec 23, 2025 to Mar 2, 2026
- Assets in custody · $384,566 to $356,095Dec 23, 2025 to Mar 2, 2026
- Employees · 6 to 7Dec 23, 2025 to Mar 2, 2026
- State-registered IARs · 6 to 5Dec 23, 2025 to Mar 2, 2026
- Discretionary RAUM · $212M to $232MDec 23, 2025 to Mar 2, 2026
- HNW RAUM · $13.7M to $16.6MDec 23, 2025 to Mar 2, 2026
- Individual RAUM · $123M to $130MDec 23, 2025 to Mar 2, 2026
- Pension RAUM · $20.2M to $23.8MDec 23, 2025 to Mar 2, 2026
- RAUM · $212M to $232MDec 23, 2025 to Mar 2, 2026
- Financial planning clients · unset to Feb 20, 2025 to May 7, 2025
- Accounts · 850 to 1,025Aug 8, 2024 to Feb 20, 2025
- HNW clients · 11 to 9Aug 8, 2024 to Feb 20, 2025
- Individual clients · 795 to 974Aug 8, 2024 to Feb 20, 2025
- Assets in custody · $2.9M to $384,566Aug 8, 2024 to Feb 20, 2025
- Discretionary RAUM · $197M to $212MAug 8, 2024 to Feb 20, 2025
- HNW RAUM · $15.6M to $13.7MAug 8, 2024 to Feb 20, 2025
- Individual RAUM · $104M to $123MAug 8, 2024 to Feb 20, 2025
- Pension RAUM · $18.0M to $20.2MAug 8, 2024 to Feb 20, 2025
- RAUM · $197M to $212MAug 8, 2024 to Feb 20, 2025
- Accounts · 953 to 850Mar 8, 2024 to Aug 8, 2024
- Individual clients · 674 to 795Mar 8, 2024 to Aug 8, 2024
- Discretionary RAUM · $198M to $197MMar 8, 2024 to Aug 8, 2024
- Individual RAUM · $105M to $104MMar 8, 2024 to Aug 8, 2024
- RAUM · $198M to $197MMar 8, 2024 to Aug 8, 2024
- Accounts · 1,060 to 953Dec 19, 2023 to Mar 8, 2024
- Charity clients · 2 to 5Dec 19, 2023 to Mar 8, 2024
- HNW clients · 10 to 11Dec 19, 2023 to Mar 8, 2024
- Individual clients · 607 to 674Dec 19, 2023 to Mar 8, 2024
- Pension plan clients · 9 to 13Dec 19, 2023 to Mar 8, 2024
- Assets in custody · $734,537 to $2.9MDec 19, 2023 to Mar 8, 2024
- Discretionary RAUM · $192M to $198MDec 19, 2023 to Mar 8, 2024
- HNW RAUM · $14.2M to $15.6MDec 19, 2023 to Mar 8, 2024
- Individual RAUM · $112M to $105MDec 19, 2023 to Mar 8, 2024
- Pension RAUM · $14.4M to $18.0MDec 19, 2023 to Mar 8, 2024
- RAUM · $192M to $198MDec 19, 2023 to Mar 8, 2024
Signals
2 dated events
- Peter Zabiegala left Integrated Capital Management, Inc. for Northern Trust Investments, Incorporated (registered 2024-12-06)Sep 11, 2024 · Advisor changed firm · fact
- Integrated Capital Management, Inc. reported RAUM $174.7M, down 83% from $1.0B (2017-09-12 to 2018-03-27)Mar 27, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@icm-invest.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 570-344-0100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-426-4689reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/integrated-captial-management-inc.reportedpublic record, Form ADV, Sep 18, 2026
- Website
- ICM-INVEST.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 570-344-0100reportedpublic record, Form ADV, Mar 2, 2026
- Contact form
- icm-invest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- icm-invest.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $46.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026