DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Mark Sharpe

Savvyindependent RIAFontana, Wi IA-onlyIAPD 4916019

Feed of 09/15/2026

Also filed as Dave Sharpe

At current firm

1 y

since Apr 17, 2025

In the industry

20 y

since Jul 21, 2006 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Partner at Sharpe Wealth - Powered by Savvyreportedsavvywealth.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Savvy independent RIA current
since Apr 17, 2025 · Fontana, Wi
Goldstein Advisors, LLC independent RIA
Oct 6, 2022 to Apr 1, 2025 · Madison, Wi
Arbor Point Advisors former
Oct 10, 2019 to Dec 1, 2022 · Lake Geneva, Wi
Ameriprise Financial Services, LLC national BD
Sep 9, 2011 to Oct 18, 2019 · Madison, Wi
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Jun 28, 2007 to Sep 12, 2011 · Burlington, Wi

Moves

a registration end followed by a registration begin elsewhere

Goldstein Advisors, LLC to Savvy
left Apr 1, 2025, registered Apr 17, 2025 (16 days) · RIA to RIA
Arbor Point Advisors to Goldstein Advisors, LLC
left Dec 1, 2022, registered Oct 6, 2022 (-56 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
Ameriprise Financial Services, LLC to Arbor Point Advisors
left Oct 18, 2019, registered Oct 10, 2019 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
Merrill Lynch, Pierce, Fenner & Smith Incorporated to Ameriprise Financial Services, LLC
left Sep 12, 2011, registered Sep 9, 2011 (-3 days) · Wirehouse to affiliated broker-dealer or bank

Signals

David Mark Sharpe left Goldstein Advisors, Llc for Savvy (registered 2025-04-17)
Apr 1, 2025 · Advisor changed firm · fact
David Mark Sharpe left Arbor Point Advisors for Goldstein Advisors, Llc (registered 2022-10-06)
Dec 1, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address