RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Feb 27, 2026 · Tampa, Fl
- S••••••• E••••• M••••••••• L•• independent RIAJul 12, 2022 to Jan 28, 2026 · Tampa, Fl
- U•• F•••••••• S••••••• I••• wirehouseApr 11, 2007 to Jun 7, 2022 · Weehawken, Nj
- S••••••• E••••• M••••••••• L•• to C•••••••left Jan 28, 2026, registered Feb 27, 2026 (30 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to S••••••• E••••• M••••••••• L••left Jun 7, 2022, registered Jul 12, 2022 (35 days) · Wirehouse to independent RIA
- J•••••• B•••• S•••••• left S••••••• E••••• M••••••••• L•• for Captrust (registered 2026-02-27)Jan 28, 2026 · Advisor changed firm · fact
- J•••••• B•••• S•••••• left U•• F•••••••• S••••••• I••• for S••••••• E••••• M••••••••• L•• (registered 2022-07-12)Jun 7, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address