RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• L•• G•••••••••
- P••• G•••• F•••••••• G•••• independent RIA currentsince Jun 5, 2020 · Woodbury, Mn
- A••••••••• W••••• P••••••• independent RIADec 17, 2013 to Jul 24, 2020 · Woodbury, Mn
- C••••• A•••••• N••••••• L•• formerDec 17, 2013 to Apr 4, 2018 · Apple Valley, Mn
- L•• F•••••••• L•• BD affiliatedJun 15, 2007 to Nov 21, 2013 · Farmington, Mn
- A••••••••• W••••• P••••••• to P••• G•••• F•••••••• G••••left Jul 24, 2020, registered Jun 5, 2020 (-49 days) · RIA to a newly registered adviser · moved with a team
- C••••• A•••••• N••••••• L•• to A••••••••• W••••• P•••••••left Apr 4, 2018, registered Dec 17, 2013 (-1569 days) · Other
- L•• F•••••••• L•• to C••••• A•••••• N••••••• L••left Nov 21, 2013, registered Dec 17, 2013 (26 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address