DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Michael Costello
Feed of 09/14/2026
Also filed as Joseph M Costello
At current firm
3 y
since Aug 16, 2023
In the industry
21 y
since May 19, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 16, 2023 · St. Louis, Mo
- Commerce Brokerage Services, Inc formerApr 29, 2008 to Aug 16, 2023 · Belleville, Il
- Raymond James & Associates, Inc. national BDJan 4, 2007 to Feb 29, 2008 · St Louis, Mo
- Wells Fargo Advisors wirehouseAug 22, 2006 to Nov 6, 2006 · St. Louis, Mo
- Oppenheimer & Co. Inc. BD affiliatedMay 23, 2005 to Jul 5, 2006 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- Commerce Brokerage Services, Inc to LPL Financial LLCleft Aug 16, 2023, registered Aug 16, 2023 (0 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Commerce Brokerage Services, Incleft Feb 29, 2008, registered Apr 29, 2008 (60 days) · Other
- Wells Fargo Advisors to Raymond James & Associates, Inc.left Nov 6, 2006, registered Jan 4, 2007 (59 days) · Wirehouse to affiliated broker-dealer or bank
- Oppenheimer & Co. Inc. to Wells Fargo Advisorsleft Jul 5, 2006, registered Aug 22, 2006 (48 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address