RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• T••••• H•••
- N•••••••• B••••• B• L•• no RAUM currentsince Sep 14, 2022 · Chicago, Il
- V•••• C•••• unclassifiedJan 2, 2015 to Apr 14, 2015 · Fort Lauderdale, Fl
- A••••••••• L••• otherOct 6, 2006 to Sep 18, 2012 · New York, Ny
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• formerMay 3, 2005 to Oct 3, 2006 · Stamford, Ct
- V•••• C•••• to N•••••••• B••••• B• L••left Apr 14, 2015, registered Sep 14, 2022 (2710 days) · Other
- A••••••••• L••• to V•••• C••••left Sep 18, 2012, registered Jan 2, 2015 (836 days) · Other
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• to A••••••••• L•••left Oct 3, 2006, registered Oct 6, 2006 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address