DFX Intelligence
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Registered advisor
J••••• M•••••
Feed of 09/15/2026
Also filed as J••••• Robert M•••••
At current firm
17 y
since Oct 22, 2008
In the industry
20 y
since May 19, 2006 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Oct 22, 2008 · Palm Beach, Fl
- F•• S••••••••• C••••••••• formerOct 16, 2007 to Oct 27, 2008 · Chesterfield, Mo
- F•• A••••••• S••••••• I•• unclassifiedMay 23, 2006 to Nov 6, 2006 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- F•• S••••••••• C••••••••• to W•••• F•••• A•••••••left Oct 27, 2008, registered Oct 22, 2008 (-5 days) · Other
- F•• A••••••• S••••••• I•• to F•• S••••••••• C•••••••••left Nov 6, 2006, registered Oct 16, 2007 (344 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address