DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••••• M•••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseRoanoke, Vadual registrantIAPD 4920851

Feed of 09/14/2026

Also filed as J•••• B M•••••

At current firm

4 y

since May 2, 2022

In the industry

21 y

since Jun 9, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since May 2, 2022 · Roanoke, Va
T••••• A••••••• S•••••••• I••• BD affiliated
Mar 2, 2021 to Mar 15, 2022 · Atlanta, Ga
B••• S••••••••• L•• former
Jan 2, 2018 to Mar 2, 2021 · Roanoke, Va
B••• I••••••••• S•••••••• I••• former
Jun 19, 2017 to Jan 2, 2018 · Charlotte, Nc
C••••• I••••••••• A••••••• L•• BD affiliated
Jan 21, 2014 to Jan 27, 2014 · Schaumburg, Il
C••••• I••••••••• S••••••• L•• former
Nov 10, 2011 to Jan 21, 2014 · Roanoke, Va
U•••• F•••••••• S••••••• G••••• I••• unclassified
Nov 29, 2007 to Nov 10, 2011 · Charlotte, Nc
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jun 9, 2005 to Oct 8, 2007 · Roanoke, Va

Moves

a registration end followed by a registration begin elsewhere

T••••• A••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 15, 2022, registered May 2, 2022 (48 days) · Affiliated broker-dealer or bank to wirehouse
B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
left Mar 2, 2021, registered Mar 2, 2021 (0 days) · corporate re-registration, not a move
B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••
left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
C••••• I••••••••• A••••••• L•• to B••• I••••••••• S•••••••• I•••
left Jan 27, 2014, registered Jun 19, 2017 (1239 days) · Other
C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
U•••• F•••••••• S••••••• G••••• I••• to C••••• I••••••••• S••••••• L••
left Nov 10, 2011, registered Nov 10, 2011 (0 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•••• F•••••••• S••••••• G••••• I•••
left Oct 8, 2007, registered Nov 29, 2007 (52 days) · Other

Signals

J•••• B•••••• M••••• left T••••• A••••••• S•••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2022-05-02)
Mar 15, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address