A••••• R••••••••

A••••••••• F•••••••• S•••••••• L••national BDCambridge, Ma dual registrantIAPD 4921573

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• D• R••••••••• D••••• R••••••••• R••••••••• D• R••••••••

At current firm

2 y

since Feb 9, 2024

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Feb 9, 2024 · Boston, Ma
M•••• S•••••• L•• unclassified
Jun 29, 2022 to Nov 25, 2022 · Pittsfield, Ma
C••••••• S••••••••• I••• BD affiliated
Jul 12, 2019 to Nov 1, 2019 · Cambridge, Ma
F••••••• P••••••• A•• W•••••••• A••••••• former
Jul 13, 2018 to Feb 5, 2019 · Boston, Ma
S•••••••• A••••••• L•• national BD
Apr 12, 2017 to Jul 13, 2018 · New Haven, Ct
C•••••• S••••• • C••• I••• national BD
Jun 4, 2016 to Oct 10, 2016 · Indianapolis, In

Moves

a registration end followed by a registration begin elsewhere

M•••• S•••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Nov 25, 2022, registered Feb 9, 2024 (441 days) · Other
C••••••• S••••••••• I••• to M•••• S•••••• L••
left Nov 1, 2019, registered Jun 29, 2022 (971 days) · Other
F••••••• P••••••• A•• W•••••••• A••••••• to C••••••• S••••••••• I•••
left Feb 5, 2019, registered Jul 12, 2019 (157 days) · Affiliated broker-dealer or bank to another
S•••••••• A••••••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move
C•••••• S••••• • C••• I••• to S•••••••• A••••••• L••
left Oct 10, 2016, registered Apr 12, 2017 (184 days) · Affiliated broker-dealer or bank to another

Signals

••• Locked
Nov 25, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address