DFX Intelligence
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Registered advisor
J••• A••• N•••••
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
4 y
since Jan 11, 2022
In the industry
21 y
since Jul 6, 2005 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Jan 11, 2022 · Shrewsbury, Pa
- S•••• F••• I••••••••• M••••••••• C•••• asset managerNov 13, 2018 to Mar 26, 2020 · Shrewsbury, Pa
- W•••••• • R••• formerJul 7, 2005 to Aug 25, 2005 · Chadd'S Ford, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to S•••• F••• I••••••••• M••••••••• C••••left Aug 25, 2005, registered Nov 13, 2018 (4828 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address