DFX Intelligence
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Registered advisor
M•••••• F••••••• W•••
Feed of 09/14/2026
Also filed as M•••••• W•••
At current firm
1 y
since Feb 21, 2025
In the industry
21 y
since May 11, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Feb 21, 2025 · Westport, Ct
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 19, 2016 to Feb 24, 2025 · New York, Ny
- M••••• S•••••• wirehouseMar 4, 2014 to Jun 16, 2016 · New York, Ny
- M••••• S•••••• D• I••• unclassifiedJan 3, 2006 to Jan 3, 2006 · White Plains, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left Feb 24, 2025, registered Feb 21, 2025 (-3 days) · Wirehouse to wirehouse
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 16, 2016, registered May 19, 2016 (-28 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• D• I••• to M••••• S••••••left Jan 3, 2006, registered Mar 4, 2014 (2982 days) · Other
Signals
- ••• LockedFeb 24, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address