A••••• E••• S•••

E••••• J••••national BDCordele, Gadual registrantIAPD 4926464

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A••••• E• S••••••••• E• S•••

At current firm

18 y

since Oct 18, 2007

In the industry

21 y

since May 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Oct 18, 2007 · Cordele, Ga
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 28, 2006 to Oct 8, 2007 · Palm Beach Gardens, Fl
M••••• S•••••• D• I••• unclassified
Jun 28, 2005 to Mar 13, 2006 · N. Palm Bch., Fl

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Oct 8, 2007, registered Oct 18, 2007 (10 days) · Wirehouse to affiliated broker-dealer or bank
M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Mar 13, 2006, registered Mar 28, 2006 (15 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address