DFX Intelligence
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Registered advisor
D••••• R• A••••••••
Feed of 09/15/2026
At current firm
8 y
since Jun 15, 2018
In the industry
20 y
since Feb 16, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Jun 15, 2018 · Keller, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDNov 10, 2016 to Jun 18, 2018 · Hurst, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Nov 16, 2016 · Bedford, Tx
- W•••• F•••• I••••••••• L•• unclassifiedFeb 27, 2006 to Jan 3, 2011 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••left Jun 18, 2018, registered Jun 15, 2018 (-3 days) · Affiliated broker-dealer or bank to wirehouse
- W•••• F•••• A••••••• to A••••••••• F•••••••• S•••••••• L••left Nov 16, 2016, registered Nov 10, 2016 (-6 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address